Captrust Lands $3B Truist Team in North Carolina
Captrust Financial Advisors, a Raleigh, North Carolina-based RIA and broker-dealer, has acquired a 13-person practice from Truist Investment…
Modern Wealth acquires California RIA in sixth deal of 2026
The Auburn-based AWA Wealth Management brings $290 million in client assets and a 32-year planning legacy to the…
Ex-Baird Managers’ RIA Recruits $1.4B Team From Former Firm
A team led by a father-and-son duo overseeing $1.4 billion at Baird Wealth Management has departed the regional…
&Partners, Janney Recruit Raymond James Teams Managing $824 Million
Two Raymond James Financial teams managing $824 million combined left this week for &Partners and regional broker-dealer Janney…
Wealth Enhancement to Buy $760M New York City Practice
Minneapolis-based Wealth Enhancement, which oversees more than $156 billion in client assets, has agreed to buy a practice…
Slow advisor transitions are costing RIA firms money and talent, and the industry is starting to act
Operational drag between an advisor signing and accounts going live is emerging as a competitive liability for wealth…
$1.9B Ameriprise Team Launches RIA With Sanctuary’s Tru Independence
A 26-person team managing nearly $2 billion at Ameriprise Financial’s independent contractor channel broke away on Wednesday to…
Mercer Advisors expands Los Angeles footprint with acquisition of women-led firm
Martine Lellis tells InvestmentNews that the deal reflects the competitive deal market and the $98B RIA’s advisor continuity…